Broker Check
 
 
Plan Sponsor Guide to Understanding DOL Audits

Plan Sponsor Guide to Understanding DOL Audits

| February 07, 2022

DOL Audits happen, are you prepared?

By taking proactive measures, conducting due diligence and documenting your plan actions, you can help position your 401(k) plan to pass an audit. To help you prepare, here are 8 key steps and a list of fiduciary documents to have on hand.

Get our Guide to Understanding DOL Audits below and share it with your retirement plan committee.

Understanding DOL Audits